Aldel Investors II LLC's Form 4 filing
Aldel Financial II Inc. (ALDF) · filed Oct 25, 2024
- Accession no.
- 0001104659-24-111580
- Filed
- Oct 25, 2024
- Trade date
- Oct 23, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Aldel Investors II LLCCIK 0002031565 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 23, 2024 | Class A Ordinary Shares, par value $0.0001 | PPurchaseAcquired | +477,500 | –F2 | – | 477,500 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 23, 2024 | Class A Ordinary Shares, par value $0.0001 | PPurchaseAcquired | +238,750 | –F2 | – | 238,750 | Direct | |
| Oct 23, 2024 | Class A Ordinary Shares, par value $0.0001 | PPurchaseAcquired | +1,000,000 | –F7 | – | 1,000,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The Private Units were purchased for $10.00 per unit.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F7
The OTM Warrants were purchased for $0.10 per warrant.
Referenced by the price of 1 transaction in Table II.
Remarks
1. Robert I. Kauffman is the manager of Aldel Investors II LLC. Mr. Kauffman has voting and investment discretion with respect to the securities held of record by Aldel Investors II LLC and disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. 2. Mr. Kauffman serves on the Board of Directors of the Issuer (the "Board"). The Reporting Person may be deemed to be a director-by-deputization as a result of the service of Mr. Kauffman on the Board.