Lyon Mckinsey Margaret's Form 4 filing
Perpetua Resources Corp. (PPTA) · filed Oct 2, 2024
- Accession no.
- 0001104659-24-105436
- Filed
- Oct 2, 2024
- Trade date
- Sep 30, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $201.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lyon Mckinsey MargaretCIK 0001902352 | Officer ((See remarks (4))) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2024 | Common Shares | XIn-the-money exerciseDisposed | −21,500 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price of the stock option of CAD $6.20 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on September 27, 2024, of C$1.3504 = US$1.00.
Referenced by the price of 1 transaction in Table I.
- F2
The sale price of the stock option of CAD $12.62 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on September 27, 2024, of C$1.3504 = US$1.00. The sale price of CAD $12.62 is a weighted average price. These shares were sold in multiple transactions at prices ranging from CAD $12.57 to CAD $12.74, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote (2).
Referenced by the price of 1 transaction in Table I.
Remarks
(4) VP, External Affairs at Perpetua Resources Idaho, Inc., a wholly owned subsidiary of Perpetua Resources Corp.