D. E. Shaw & Co, L.P.'s Form 4/A amendment
AmendedIbotta, Inc. (IBTA) ยท filed Oct 2, 2024
- Accession no.
- 0001104659-24-105416
- Filed
- Oct 2, 2024, 4:01 PM ET
- Trade date
- Sep 27-Oct 1, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Oct 1, 2024
This filing lists 16 non-derivative transactions. Open-market purchases total $826.1K. It was filed 5 days after the trade.
This amendment replaces 0001104659-24-105131 (filed Oct 1, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| D. E. Shaw & Co, L.P.CIK 0001009268 | 10% Owner, Other: See Footnotes 2,5,18,19,20 |
| Shaw David ECIK 0001023870 | 10% Owner, Other: See Footnotes 2,5,18,19,20 |
| D. E. Shaw & Co, L.L.C.CIK 0001277502 | 10% Owner, Other: See Footnotes 2,5,18,19,20 |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2024 | Class A common stock, par value $0.00001 per share | PPurchaseAcquired | +1,926 | $62.70F1 | +$120,758.66 | 2,020,519 | Indirect | |
| Sep 27, 2024 | Class A common stock, par value $0.00001 per share | PPurchaseAcquired | +725 | $63.45F3 | +$45,998.93 | 2,021,244 | Indirect | |
| Sep 27, 2024 | Class A common stock, par value $0.00001 per share | PPurchaseAcquired | +800 | $62.74F4 | +$50,192.16 | 673,600 | Indirect | |
| Sep 27, 2024 | Class A common stock, par value $0.00001 per share | PPurchaseAcquired | +200 | $63.40F6 | +$12,679.3 | 673,800 | Indirect | |
| Sep 30, 2024 | Class A common stock, par value $0.00001 per share | PPurchaseAcquired | +2,587 | $61.60F7 | +$159,356.87 | 2,023,831 | Indirect | |
| Sep 30, 2024 | Class A common stock, par value $0.00001 per share | PPurchaseAcquired | +404 | $62.07F8 | +$25,074.46 | 2,024,235 | Indirect | |
| Sep 30, 2024 | Class A common stock, par value $0.00001 per share | PPurchaseAcquired | +256 | $63.05F9 | +$16,140.49 | 2,024,491 | Indirect | |
| Sep 30, 2024 | Class A common stock, par value $0.00001 per share | PPurchaseAcquired | +689 | $61.51F10 | +$42,382.18 | 674,489 | Indirect | |
| Sep 30, 2024 | Class A common stock, par value $0.00001 per share | PPurchaseAcquired | +308 | $62.16F11 | +$19,144.88 | 674,797 | Indirect | |
| Sep 30, 2024 | Class A common stock, par value $0.00001 per share | PPurchaseAcquired | +3 | $62.97 | +$188.91 | 674,800 | Indirect | |
| Oct 1, 2024 | Class A common stock, par value $0.00001 per share | PPurchaseAcquired | +1,351 | $59.43F12 | +$80,286.01 | 2,025,842 | Indirect | |
| Oct 1, 2024 | Class A common stock, par value $0.00001 per share | PPurchaseAcquired | +1,944 | $60.53F13 | +$117,671.29 | 2,027,786 | Indirect | |
| Oct 1, 2024 | Class A common stock, par value $0.00001 per share | PPurchaseAcquired | +505 | $59.54F14 | +$30,066.54 | 675,305 | Indirect | |
| Oct 1, 2024 | Class A common stock, par value $0.00001 per share | PPurchaseAcquired | +537 | $60.62F15 | +$32,550.58 | 675,842 | Indirect | |
| Oct 1, 2024 | Class A common stock, par value $0.00001 per share | PPurchaseAcquired | +842 | $61.34F16 | +$51,650.81 | 2,028,628 | Indirect | |
| Oct 1, 2024 | Class A common stock, par value $0.00001 per share | PPurchaseAcquired | +358 | $61.30F17 | +$21,944.54 | 676,200 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This is the weighted average purchase price for the transactions reported on this line. Purchases ranged in price from $62.2400 to $63.2300, inclusive. The Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The securities reported in this line of this Form 4 are directly held by D. E. Shaw Valence Portfolios, L.L.C. ("Valence"), and may be deemed to be indirectly held by the Reporting Persons.
- F3
This is the weighted average purchase price for the transactions reported on this line. Purchases ranged in price from $63.2400 to $63.9750, inclusive. The Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This is the weighted average purchase price for the transactions reported on this line. Purchases ranged in price from $62.2650 to $63.2300, inclusive. The Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The securities reported in this line of this Form 4 are directly held by D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus"), and may be deemed to be indirectly held by the Reporting Persons.
- F6
This is the weighted average purchase price for the transactions reported on this line. Purchases ranged in price from $63.2750 to $63.5450, inclusive. The Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
This is the weighted average purchase price for the transactions reported on this line. Purchases ranged in price from $60.9500 to $61.9450, inclusive. The Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
This is the weighted average purchase price for the transactions reported on this line. Purchases ranged in price from $61.9550 to $62.2908, inclusive. The Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
This is the weighted average purchase price for the transactions reported on this line. Purchases ranged in price from $62.9690 to $63.2450, inclusive. The Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
This is the weighted average purchase price for the transactions reported on this line. Purchases ranged in price from $60.7700 to $61.7618, inclusive. The Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
This is the weighted average purchase price for the transactions reported on this line. Purchases ranged in price from $61.8350 to $62.7951, inclusive. The Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
This is the weighted average purchase price for the transactions reported on this line. Purchases ranged in price from $59.0100 to $59.9800, inclusive. The Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
This is the weighted average purchase price for the transactions reported on this line. Purchases ranged in price from $60.0100 to $60.9700, inclusive. The Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
This is the weighted average purchase price for the transactions reported on this line. Purchases ranged in price from $59.0900 to $60.0700, inclusive. The Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F15
This is the weighted average purchase price for the transactions reported on this line. Purchases ranged in price from $60.1300 to $61.0600, inclusive. The Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F16
This is the weighted average purchase price for the transactions reported on this line. Purchases ranged in price from $61.0950 to $61.8000, inclusive. The Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F17
This is the weighted average purchase price for the transactions reported on this line. Purchases ranged in price from $61.1600 to $61.8000, inclusive. The Reporting Persons undertake to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F18
The securities reported in this line of this Form 4 are directly held by a member of the Executive Committee of D. E. Shaw & Co., L.P. ("DESCO LP") and D. E. Shaw & Co., L.L.C. ("DESCO LLC"), and may be deemed to be indirectly held by the Reporting Persons.
- F19
DESCO LP, as investment adviser to Valence and Oculus; DESCO LLC, as manager of Valence and Oculus; and David E. Shaw, as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of DESCO LP, and as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of DESCO LLC, may be deemed to be the beneficial owners of the securities reported in this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934.
- F20
In accordance with instruction 4(b)(iv), the entire number of securities of the Issuer that may be deemed to be beneficially owned by DESCO LP, DESCO LLC, and David E. Shaw is reported herein. Each of DESCO LP, DESCO LLC, and David E. Shaw disclaims any beneficial ownership of any security listed in this Form 4, except to the extent of any pecuniary interest therein.
Remarks
This Form 4 amendment is being filed solely to update the capacity under which Daniel R. Marcus is signing on behalf of DESCO LP and DESCO LLC. Daniel R. Marcus signs this amended Form 4 as Chief Compliance Officer of DESCO LP and as Authorized Signatory of DESCO LLC; the original Form 4 filed October 1, 2024 inadvertently listed him as Chief Compliance Officer of DESCO LLC and Authorized Signatory of DESCO LP.