Eagle Point Credit Management LLC's Form 4 filing
OFS Credit Company, Inc. (OCCI) · filed Sep 23, 2024
- Accession no.
- 0001104659-24-102081
- Filed
- Sep 23, 2024, 4:56 PM ET
- Trade date
- Sep 19, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $32.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eagle Point Credit Management LLCCIK 0001607203 | 10% Owner |
| Eagle Point DIF GP I LLCCIK 0001836609 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2024 | 5.25% Series E Term Preferred Stock due 2026 | SSaleDisposed | −1,375 | $23.52 | −$32,340 | 31,107 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.