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Gupta Rajesh's Form 4 filing

Wilhelmina International, Inc. (WHLM) · filed Sep 20, 2024

Accession no.
0001104659-24-101757
Filed
Sep 20, 2024, 5:41 PM ET
Trade date
Sep 13-19, 2024
Filing delay
7 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 14 non-derivative transactions. Open-market sales total $47.9K. It was filed 7 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gupta RajeshCIK 000200945510% Owner
Omni Retail Enterprises, LLCCIK 000201656510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 13, 2024Common Stock, par value $0.01 per shareSSaleDisposed−100$5.06−$506949,900Direct
Sep 17, 2024Common Stock, par value $0.01 per shareSSaleDisposed−126$5.05−$636.3949,774Direct
Sep 17, 2024Common Stock, par value $0.01 per shareSSaleDisposed−1$5.05−$5.05949,773Direct
Sep 17, 2024Common Stock, par value $0.01 per shareSSaleDisposed−773$5.05−$3,903.65949,000Direct
Sep 17, 2024Common Stock, par value $0.01 per shareSSaleDisposed−829$6.00−$4,974948,171Direct
Sep 17, 2024Common Stock, par value $0.01 per shareSSaleDisposed−271$6.00−$1,626947,900Direct
Sep 17, 2024Common Stock, par value $0.01 per shareSSaleDisposed−900$6.00−$5,400947,000Direct
Sep 18, 2024Common Stock, par value $0.01 per shareSSaleDisposed−5,551$5.51F2−$30,597.11941,449Direct
Sep 19, 2024Common Stock, par value $0.01 per shareSSaleDisposed−2$5.00−$10941,447Direct
Sep 19, 2024Common Stock, par value $0.01 per shareSSaleDisposed−39$5.12−$199.68941,408Direct
Sep 19, 2024Common Stock, par value $0.01 per shareSSaleDisposed−1$5.00−$5941,407Direct
Sep 19, 2024Common Stock, par value $0.01 per shareSSaleDisposed−2$5.00−$10941,405Direct
Sep 19, 2024Common Stock, par value $0.01 per shareSSaleDisposed−3$5.02−$15.06941,402Direct
Sep 19, 2024Common Stock, par value $0.01 per shareSSaleDisposed−6$5.12−$30.72941,396Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.2500 to $5.7830, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) of this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)