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Suva's Form 4 filing

New Mountain Guardian IV Income Fund, L.L.C. · filed Sep 18, 2024

Accession no.
0001104659-24-100979
Filed
Sep 18, 2024
Trade date
Sep 16, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $5.46M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
SuvaCIK 000153903010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 16, 2024LLC InterestsPPurchaseAcquired+500,000$10.00+$5,000,0003,000,000Direct
Sep 16, 2024LLC InterestsPPurchaseAcquired+46,000$10.00+$460,000276,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)