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Lucente Frank S's Form 4/A amendment

Amended

Energy Services of America CORP (ESOA) · filed Sep 4, 2024

Accession no.
0001104659-24-096910
Filed
Sep 4, 2024
Trade date
Aug 20, 2024
Filing delay
15 days
Rule 10b5-1 plan
Not checked
Original filed
Aug 20, 2024

This filing lists 1 non-derivative transaction. Open-market sales total $51.5K. It was filed 15 days after the trade.

This amendment replaces 0001104659-24-091328 (filed Aug 20, 2024).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lucente Frank SCIK 0001780236Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 20, 2024Common StockSSaleDisposed−5,000$10.30F1,F2−$51,500287,137Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Weighted average price

Referenced by the price of 1 transaction in Table I.

F2

This sell was matchable against a purchase under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Lucente has paid the Issuer $1,860.00, ($2,810.00 less $950.00 previously paid for the matchable transaction) representing the full amount of profit realized in connection with the short-swing transactions. The amount of profit realized includes a purchase that occurred on and was reported on a Form 4 on February 23, 2024

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)