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Eagle Point Credit Management LLC's Form 4 filing

OFS Credit Company, Inc. (OCCI) · filed Aug 27, 2024

Accession no.
0001104659-24-093527
Filed
Aug 27, 2024, 7:01 PM ET
Trade date
Aug 23-27, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $20.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Eagle Point Credit Management LLCCIK 000160720310% Owner
Eagle Point DIF GP I LLCCIK 000183660910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 23, 20246.125% Series C Term Preferred Stock due 2026SSaleDisposed−123$24.40−$3,001.215,062Indirect
Aug 26, 20246.125% Series C Term Preferred Stock due 2026SSaleDisposed−300$24.42−$7,32614,762Indirect
Aug 27, 20246.125% Series C Term Preferred Stock due 2026SSaleDisposed−422$24.42−$10,305.2414,340Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)