Monesmith Heath B.'s Form 4 filing
Eaton Corp plc (ETN) · filed Aug 16, 2024
- Accession no.
- 0001104659-24-090592
- Filed
- Aug 16, 2024
- Trade date
- Aug 15, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $14.8M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Monesmith Heath B.CIK 0001510022 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Ordinary Shares | MOption exerciseAcquired | +1,242 | $80.49 | +$99,968.58 | 71,592 | Direct | |
| Aug 15, 2024 | Ordinary Shares | FTax withholdingDisposed | −330 | $302.07 | −$99,683.1 | 71,262 | Direct | |
| Aug 15, 2024 | Ordinary Shares | MOption exerciseAcquired | +23,458 | $80.49 | +$1,888,134.42 | 94,720 | Direct | |
| Aug 15, 2024 | Ordinary Shares | SSaleDisposed | −23,458 | $301.24F1 | −$7,066,487.92 | 71,262 | Direct | |
| Aug 15, 2024 | Ordinary Shares | MOption exerciseAcquired | +1,018 | $98.21 | +$99,977.78 | 72,280 | Direct | |
| Aug 15, 2024 | Ordinary Shares | FTax withholdingDisposed | −330 | $302.14 | −$99,706.2 | 71,950 | Direct | |
| Aug 15, 2024 | Ordinary Shares | MOption exerciseAcquired | +25,582 | $98.21 | +$2,512,408.22 | 97,532 | Direct | |
| Aug 15, 2024 | Ordinary Shares | SSaleDisposed | −25,582 | $300.81F2 | −$7,695,321.42 | 71,950 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Ordinary Shares | MOption exerciseDisposed | −1,242 | $0.00 | $0 | 23,458 | Direct | |
| Aug 15, 2024 | Ordinary Shares | MOption exerciseDisposed | −23,458 | $0.00 | $0 | 0 | Direct | |
| Aug 15, 2024 | Ordinary Shares | MOption exerciseDisposed | −1,018 | $0.00 | $0 | 25,582 | Direct | |
| Aug 15, 2024 | Ordinary Shares | MOption exerciseDisposed | −25,582 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $301.17 - $302.03. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $300.57 - $301.52. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
President and Chief Operating Officer - Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.