Bresner Gregg A.'s Form 4 filing
CION Investment Corp (CICB) · filed Aug 16, 2024
- Accession no.
- 0001104659-24-090419
- Filed
- Aug 16, 2024
- Trade date
- Aug 14-15, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $42.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bresner Gregg A.CIK 0001681896 | Officer (President & CIO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2024 | Common Stock, $0.001 par value | PPurchaseAcquired | +1,000 | $12.05 | +$12,050 | 55,099 | Indirect | |
| Aug 15, 2024 | Common Stock, $0.001 par value | PPurchaseAcquired | +2,500 | $12.08 | +$30,200 | 57,599 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.