BIOS Actuate Co-Invest I, LP's Form 4 filing
Actuate Therapeutics, Inc. (ACTU) · filed Aug 14, 2024
- Accession no.
- 0001104659-24-089822
- Filed
- Aug 14, 2024, 8:49 PM ET
- Trade date
- Aug 12-14, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 30 non-derivative transactions and 26 derivative transactions. Open-market purchases total $4.00M. Open-market sales total $225.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| BIOS Actuate Co-Invest I, LPCIK 0001771378 | Director, 10% Owner |
| Fletcher Aaron G.L.CIK 0001789490 | Director, 10% Owner |
| BIOS Fund III NT, LPCIK 0001791910 | Director, 10% Owner |
| BIOS Fund III QP, LPCIK 0001791916 | Director, 10% Owner |
| BIOS Fund III, LPCIK 0001791917 | Director, 10% Owner |
| BIOS Advisors GP, LLCCIK 0001813844 | Director, 10% Owner |
| BIOS Capital Management, LPCIK 0001813845 | Director, 10% Owner |
| BIOS Actuate Co-Invest II, LPCIK 0001825398 | Director, 10% Owner |
| BIOS Equity Partners III, LPCIK 0001831976 | Director, 10% Owner |
| Bios Actuate Co-Invest III, LPCIK 0001956704 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2024 | Common Stock | CConversionAcquired | +884,427 | – | – | 884,427 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | PPurchaseAcquired | +375,000 | $8.00 | +$3,000,000 | 1,259,427 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | PPurchaseAcquired | +125,000 | $8.00 | +$1,000,000 | 125,000 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +525,797 | – | – | 525,797 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +307,538 | – | – | 307,538 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +141,457 | – | – | 141,457 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +462,073 | – | – | 462,073 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +61,857 | – | – | 61,857 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +153,702 | – | – | 153,702 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +54,032 | – | – | 195,489 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +176,499 | – | – | 638,572 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +23,628 | – | – | 85,485 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +147,047 | – | – | 300,749 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +101,900 | – | – | 297,389 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +332,867 | – | – | 971,439 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +44,559 | – | – | 130,044 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +309,589 | – | – | 309,589 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +2,022,029 | – | – | 2,022,029 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +326,547 | – | – | 326,547 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +2,094,650 | – | – | 2,094,650 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +74,202 | – | – | 383,791 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +484,638 | – | – | 2,506,667 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +78,267 | – | – | 404,814 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionAcquired | +573,394 | – | – | 573,394 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | XIn-the-money exerciseAcquired | +8,068 | $5.27 | +$42,518.36 | 305,457 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | SSaleDisposed | −5,314 | $9.00 | −$47,826 | 300,143 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | XIn-the-money exerciseAcquired | +26,355 | $5.27 | +$138,890.85 | 997,794 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | SSaleDisposed | −17,361 | $9.00 | −$156,249 | 980,433 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | XIn-the-money exerciseAcquired | +3,528 | $5.27 | +$18,592.56 | 133,572 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | SSaleDisposed | −2,324 | $9.00 | −$20,916 | 131,248 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 14, 2024 | Common Stock | CConversionDisposed | −884,427 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −525,797 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −307,538 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −141,457 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −462,073 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −61,857 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −153,702 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −54,032 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −176,499 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −23,628 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −147,047 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −101,900 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −332,867 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −44,559 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −309,589 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −2,022,029 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −326,547 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −2,094,650 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −74,202 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −484,638 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −78,267 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | CConversionDisposed | −573,394 | – | – | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | XIn-the-money exerciseDisposed | −8,068 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | XIn-the-money exerciseDisposed | −26,355 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Aug 14, 2024 | Common Stock | XIn-the-money exerciseDisposed | −3,528 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Aug 12, 2024 | Common Stock | AGrant or awardAcquired | +15,000 | $0.00 | $0 | 15,000 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.