Title 19 Promis's Form 4 filing
ProMIS Neurosciences Inc. (PMN) · filed Aug 2, 2024
- Accession no.
- 0001104659-24-085375
- Filed
- Aug 2, 2024
- Trade date
- Jul 31, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 4 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Title 19 PromisCIK 0002005531 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2024 | Common Shares, no par value | PPurchaseAcquired | +465,116 | – | – | 1,575,629 | Direct | Duplicate filing |
| Jul 31, 2024 | Common Shares, no par value | CConversionAcquired | +500,000 | – | – | 2,075,629 | Direct | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 31, 2024 | Common Shares | PPurchaseAcquired | +465,116 | – | – | 465,116 | Direct | Duplicate filing |
| Jul 31, 2024 | Common Shares | PPurchaseAcquired | +465,116 | – | – | 465,116 | Direct | Duplicate filing |
| Jul 31, 2024 | Common Shares | PPurchaseAcquired | +465,116 | – | – | 465,116 | Direct | Duplicate filing |
| Jul 31, 2024 | Common Shares | CConversionDisposed | −500,000 | – | – | 0 | Direct | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.