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DeFazio Mark R's Form 4 filing

Metropolitan Bank Holding Corp. (MCB) · filed Jul 24, 2024

Accession no.
0001104659-24-082373
Filed
Jul 24, 2024
Trade date
Jul 22-23, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $5.07M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
DeFazio Mark RCIK 0001720742Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 22, 2024Common StockSSaleDisposed−34,328$55.33F1−$1,899,368.24181,866Direct
Jul 22, 2024Common StockSSaleDisposed−658$55.95F2−$36,815.1181,208Direct
Jul 23, 2024Common StockSSaleDisposed−57,052$54.98F3−$3,136,718.96124,156Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The $55.3275 price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.90 to $55.89, inclusive. The Reporting Person undertakes to provide Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each separate transaction set forth in this Footnote 1.

Referenced by the price of 1 transaction in Table I.

F2

The $55.9478 price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.90 to $56.25, inclusive. The Reporting Person undertakes to provide Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each separate transaction set forth in this Footnote 2.

Referenced by the price of 1 transaction in Table I.

F3

The $54.9778 price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.50 to $55.45, inclusive. The Reporting Person undertakes to provide Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each separate transaction set forth in this Footnote 3.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)