Seipel Kenneth Duane's Form 4/A amendment
AmendedCiti Trends Inc (CTRN) · filed Jul 23, 2024
- Accession no.
- 0001104659-24-081821
- Filed
- Jul 23, 2024
- Trade date
- Jul 10-12, 2024
- Filing delay
- 13 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jul 12, 2024
This filing lists 3 non-derivative transactions. Open-market purchases total $4.12M. It was filed 13 days after the trade.
This amendment replaces 0001104659-24-079609 (filed Jul 12, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Seipel Kenneth DuaneCIK 0001517507 | Director, Officer (Interim CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 10, 2024 | Common Stock | PPurchaseAcquired | +85,000 | $18.96F2,F3 | +$1,611,600 | 121,918 | Direct | |
| Jul 11, 2024 | Common Stock | PPurchaseAcquired | +60,518 | $19.04F2,F4 | +$1,152,262.72 | 182,436 | Direct | |
| Jul 12, 2024 | Common Stock | PPurchaseAcquired | +71,064 | $19.06F2,F5 | +$1,354,479.84 | 253,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On July 12, 2024, the reporting person filed a Form 4 to report open market purchases of Issuer common stock that occurred on three trading days. The original Form 4 inadvertently reported the wrong number of shares purchased, and this amendment is being filed to correctly report the number of shares purchased each day (and the number of shares beneficially owned following such transactions).
- F2
The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 3 transactions in Table I.
- F3
Reflects the weighted average purchase price. The range of prices for such transaction is between $18.50 and $19.25.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects the weighted average purchase price. The range of prices for such transaction is between $18.90 and $19.15.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects the weighted average purchase price. The range of prices for such transaction is between $18.85 and $19.30.
Referenced by the price of 1 transaction in Table I.