Foresite Capital Fund V, L.P.'s Form 4 filing
Alumis Inc.ALMS · filed Jul 3, 2024
- Accession no.
- 0001104659-24-077876
- Filed
- Jul 3, 2024, 9:30 PM ET
- Trade date
- Jul 1, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 17 non-derivative transactions and 15 derivative transactions. Open-market purchases total $40.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Foresite Capital Fund V, L.P.CIK 0001792204 | 10% Owner |
| Foresite Capital Opportunity Fund V, L.P.CIK 0001792205 | 10% Owner |
| Foresite Capital Management V, LLCCIK 0001792206 | 10% Owner |
| Foresite Capital Opportunity Management V, LLCCIK 0001792207 | 10% Owner |
| Labs Co-Invest V, LLCCIK 0001810063 | 10% Owner |
| Foresite Labs Fund I, L.P.CIK 0001848472 | 10% Owner |
| Foresite Labs Management I, LLCCIK 0001848577 | 10% Owner |
| Foresite Capital Fund VI LPCIK 0001932516 | 10% Owner |
| Foresite Capital Management VI LLCCIK 0002013341 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2024 | Common Stock | CConversionAcquired | +1,944,577 | $0.00 | $0 | 1,944,577 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +1,122,994 | $0.00 | $0 | 3,067,571 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +560,076 | $0.00 | $0 | 3,627,647 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +622,344 | $0.00 | $0 | 4,249,991 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +1,022,398 | $0.00 | $0 | 5,272,389 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | PPurchaseAcquired | +312,500 | $16.00 | +$5,000,000 | 5,584,889 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +194,459 | $0.00 | $0 | 194,459 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +481,283 | $0.00 | $0 | 481,283 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +560,076 | $0.00 | $0 | 1,041,359 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +311,172 | $0.00 | $0 | 1,352,531 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +681,598 | $0.00 | $0 | 2,034,129 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +967,567 | $0.00 | $0 | 967,567 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +311,172 | $0.00 | $0 | 1,278,739 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +681,598 | $0.00 | $0 | 1,960,337 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +311,172 | $0.00 | $0 | 311,172 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +1,703,998 | $0.00 | $0 | 2,015,170 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | PPurchaseAcquired | +2,187,500 | $16.00 | +$35,000,000 | 4,202,670 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2024 | Common Stock | CConversionDisposed | −1,944,577 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −194,459 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −1,122,994 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −481,283 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −560,076 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −560,076 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −967,567 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −622,344 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −311,172 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −311,172 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −311,172 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −1,022,398 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −681,598 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −1,703,998 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −681,598 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This Form 4 is one of three Form 4s filed on the date hereof in respect of these transactions. The Reporting Persons for the other Form 4s are Tananbaum, Labs Affiliates and Labs.