Tananbaum James B.'s Form 4 filing
Alumis Inc.ALMS · filed Jul 3, 2024
- Accession no.
- 0001104659-24-077875
- Filed
- Jul 3, 2024
- Trade date
- Jul 1, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 17 non-derivative transactions and 15 derivative transactions. Open-market purchases total $40.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tananbaum James B.CIK 0001581754 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2024 | Common Stock | CConversionAcquired | +1,944,577 | $0.00 | $0 | 1,944,577 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +1,122,994 | $0.00 | $0 | 3,067,571 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +560,076 | $0.00 | $0 | 3,627,647 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +622,344 | $0.00 | $0 | 4,249,991 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +1,022,398 | $0.00 | $0 | 5,272,389 | Indirect | |
| Jul 1, 2024 | Common Stock | PPurchaseAcquired | +312,500 | $16.00 | +$5,000,000 | 5,584,889 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +194,459 | $0.00 | $0 | 194,459 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +481,283 | $0.00 | $0 | 481,283 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +560,076 | $0.00 | $0 | 1,041,359 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +311,172 | $0.00 | $0 | 1,352,531 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +681,598 | $0.00 | $0 | 2,034,129 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +967,567 | $0.00 | $0 | 967,567 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +311,172 | $0.00 | $0 | 1,278,739 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +681,598 | $0.00 | $0 | 1,960,337 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +311,172 | $0.00 | $0 | 311,172 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionAcquired | +1,703,998 | $0.00 | $0 | 2,015,170 | Indirect | |
| Jul 1, 2024 | Common Stock | PPurchaseAcquired | +2,187,500 | $16.00 | +$35,000,000 | 4,202,670 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2024 | Common Stock | CConversionDisposed | −1,944,577 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −194,459 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −1,122,994 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −481,283 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −560,076 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −560,076 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −967,567 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −622,344 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −311,172 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −311,172 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −311,172 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −1,022,398 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −681,598 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −1,703,998 | $0.00 | $0 | 0 | Indirect | |
| Jul 1, 2024 | Common Stock | CConversionDisposed | −681,598 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
This Form 4 is one of three Form 4s filed on the date hereof in respect of these transactions. The Reporting Persons for the other Form 4s are Fund V, Opportunity Fund V, Labs Co-Invest, Fund VI, Labs Fund I, Labs Affiliates, FCM V, FCOM V, FCM VI, FLM I and Labs.