Goldstein Phillip's Form 4 filing
High Income Securities Fund (PCF) · filed Jul 1, 2024
- Accession no.
- 0001104659-24-076889
- Filed
- Jul 1, 2024
- Trade date
- Jun 28, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $623.7K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goldstein PhillipCIK 0001067621 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 28, 2024 | Common Stock | SSaleDisposed | −60,000 | $6.93 | −$415,800 | 39,773 | Direct | |
| Jun 28, 2024 | Common Stock | SSaleDisposed | −10,000 | $6.92 | −$69,200 | 29,773 | Direct | |
| Jun 28, 2024 | Common Stock | SSaleDisposed | −10,000 | $6.93 | −$69,300 | 19,773 | Direct | |
| Jun 28, 2024 | Common Stock | SSaleDisposed | −10,000 | $6.94 | −$69,400 | 9,773 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.