Goldstein Phillip's Form 4 filing
High Income Securities Fund (PCF) · filed Jun 28, 2024
- Accession no.
- 0001104659-24-076345
- Filed
- Jun 28, 2024
- Trade date
- Jun 26-27, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 0 derivative transactions. Open-market sales total $990.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goldstein PhillipCIK 0001067621 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 26, 2024 | Common Stock | SSaleDisposed | −29,800 | $6.84 | −$203,832 | 214,573 | Direct | |
| Jun 26, 2024 | Common Stock | SSaleDisposed | −200 | $6.85 | −$1,370 | 214,373 | Direct | |
| Jun 26, 2024 | Common Stock | SSaleDisposed | −40,000 | $6.81 | −$272,400 | 174,373 | Direct | |
| Jun 26, 2024 | Common Stock | SSaleDisposed | −10,000 | $6.83 | −$68,300 | 164,373 | Direct | |
| Jun 26, 2024 | Common Stock | SSaleDisposed | −10,000 | $6.81 | −$68,100 | 154,373 | Direct | |
| Jun 27, 2024 | Common Stock | SSaleDisposed | −24,600 | $6.92 | −$170,232 | 129,773 | Direct | |
| Jun 27, 2024 | Common Stock | SSaleDisposed | −10,000 | $6.91 | −$69,100 | 119,773 | Direct | |
| Jun 27, 2024 | Common Stock | SSaleDisposed | −10,000 | $6.91 | −$69,100 | 109,773 | Direct | |
| Jun 27, 2024 | Common Stock | SSaleDisposed | −10,000 | $6.84 | −$68,400 | 99,773 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.