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clirSPV LLC's Form 4 filing

ClearSign Technologies Corp (CLIR) · filed Jun 26, 2024

Accession no.
0001104659-24-075270
Filed
Jun 26, 2024, 8:04 PM ET
Trade date
Jun 24, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market purchases total $3.05M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
clirSPV LLCCIK 000174730410% Owner
HOFFMAN Robert Thurston SrCIK 000174840910% Owner
Princeton Opportunity Management LLCCIK 000174908610% Owner
GPclirSPV LLCCIK 000174908710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 24, 2024Common StockPPurchaseAcquired+3,350,000$0.91+$3,048,5009,539,857Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 24, 2024Common StockPPurchaseAcquired+7,039,500$0.01+$70,3957,039,500Indirect
Jun 24, 2024Common StockPPurchaseAcquired+1,343,000$0.9099+$1,221,995.71,343,000Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)