Steinhart Richard I's Form 4 filing
BioXcel Therapeutics, Inc. (BTAIQ) · filed Jun 18, 2024
- Accession no.
- 0001104659-24-073002
- Filed
- Jun 18, 2024
- Trade date
- Jun 14-17, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $468.72. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Steinhart Richard ICIK 0001293789 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 14, 2024 | Common Stock | MOption exerciseAcquired | +521 | – | – | 5,286 | Direct | |
| Jun 15, 2024 | Common Stock | MOption exerciseAcquired | +562 | – | – | 5,848 | Direct | |
| Jun 17, 2024 | Common Stock | SSaleDisposed | −372 | $1.26 | −$468.72 | 5,476 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 14, 2024 | Common Stock | MOption exerciseDisposed | −521 | $0.00 | $0 | 3,648 | Direct | |
| Jun 15, 2024 | Common Stock | MOption exerciseDisposed | −562 | $0.00 | $0 | 6,188 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.