O'Neill Vincent's Form 4/A amendment
AmendedBioXcel Therapeutics, Inc. (BTAIQ) · filed Jun 18, 2024
- Accession no.
- 0001104659-24-072998
- Filed
- Jun 18, 2024
- Trade date
- Mar 14-15, 2023
- Filing delay
- 462 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 16, 2023
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $16.6K. It was filed 462 days after the trade.
This amendment replaces 0001104659-23-033402 (filed Mar 16, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Neill VincentCIK 0001672718 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | Common Stock | MOption exerciseAcquired | +2,084 | – | – | 2,084 | Direct | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −845 | $19.70 | −$16,646.5 | 1,239 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | Common Stock | MOption exerciseDisposed | −2,084 | $0.00 | $0 | 6,253 | Direct | |
| Mar 15, 2023 | Common Stock | AGrant or awardAcquired | +9,000 | $0.00 | $0 | 9,000 | Direct | |
| Mar 15, 2023 | Common Stock | AGrant or awardAcquired | +32,000 | $0.00 | $0 | 32,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.