Eagle Point Credit Management LLC's Form 4 filing
OFS Credit Company, Inc. (OCCI) · filed Jun 18, 2024
- Accession no.
- 0001104659-24-072948
- Filed
- Jun 18, 2024, 5:57 PM ET
- Trade date
- Jun 14-17, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $16.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eagle Point Credit Management LLCCIK 0001607203 | 10% Owner |
| Eagle Point DIF GP I LLCCIK 0001836609 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 14, 2024 | 5.25% Series E Term Preferred Stock due 2026 | SSaleDisposed | −343 | $23.35 | −$8,009.05 | 33,103 | Indirect | |
| Jun 14, 2024 | 6.125% Series C Term Preferred Stock due 2026 | SSaleDisposed | −220 | $24.22 | −$5,328.4 | 36,082 | Indirect | |
| Jun 17, 2024 | 6.125% Series C Term Preferred Stock due 2026 | SSaleDisposed | −125 | $24.22 | −$3,027.5 | 35,957 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.