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Klein David Eric's Form 4 filing

Canopy Growth Corp (CGC) · filed Jun 12, 2024

Accession no.
0001104659-24-070969
Filed
Jun 12, 2024
Trade date
Jun 10, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $17.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Klein David EricCIK 0001553612Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 10, 2024Common SharesAGrant or awardAcquired+2,090$0.00$0261,860Direct
Jun 10, 2024Common SharesAGrant or awardAcquired+9,129$0.00$0270,989Direct
Jun 10, 2024Common SharesAGrant or awardAcquired+98,815$0.00$0369,804Direct
Jun 10, 2024Common SharesAGrant or awardAcquired+32,939$0.00$0402,743Direct
Jun 10, 2024Common SharesSSaleDisposed−1,779$9.94−$17,683.26400,964Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 10, 2024Common SharesAGrant or awardAcquired+360,636$0.00$0360,636Direct
Jun 10, 2024Common SharesAGrant or awardAcquired+40,071$0.00$040,071Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)