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Ashby Faye L.'s Form 4 filing

Norwegian Cruise Line Holdings Ltd. (NCLH) · filed Jun 6, 2024

Accession no.
0001104659-24-069091
Filed
Jun 6, 2024
Trade date
Jun 5, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $360.7K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ashby Faye L.CIK 0001666832Officer (SVP & Chief Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 5, 2024Common StockSSaleDisposed−19,582$18.42F1−$360,700.44163,579Direct
Jun 5, 2024Common StockGGiftDisposed−8,965$0.00F2$0154,614Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $18.385 to $18.445, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Referenced by the price of 1 transaction in Table I.

F2

On June 5, 2024, the Reporting Person donated 8,965 shares of the Registrant's common stock to a donor-advised fund, which will use proceeds from the sale of the gifted shares for charitable purposes as instructed by the Reporting Person.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)