Shaw John Joseph's Form 4 filing
Ares Dynamic Credit Allocation Fund, Inc. (ARDC) · filed May 28, 2024
- Accession no.
- 0001104659-24-065679
- Filed
- May 28, 2024
- Trade date
- May 23-24, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $282.2K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shaw John JosephCIK 0001559485 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 23, 2024 | Common Stock | SSaleDisposed | −7,975 | $14.09 | −$112,367.75 | 22,025 | Indirect | |
| May 23, 2024 | Common Stock | SSaleDisposed | −7,901 | $14.09 | −$111,325.09 | 14,124 | Indirect | |
| May 24, 2024 | Common Stock | SSaleDisposed | −2,025 | $14.18 | −$28,714.5 | 12,099 | Indirect | |
| May 24, 2024 | Common Stock | SSaleDisposed | −2,099 | $14.18 | −$29,763.82 | 10,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.