Chadha Par's Form 4 filing
Exela Technologies, Inc. (XELA) · filed Apr 24, 2024
- Accession no.
- 0001104659-24-051302
- Filed
- Apr 24, 2024
- Trade date
- Oct 9, 2023-Apr 23, 2024
- Filing delay
- 198 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. It was filed 198 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001104659-24-062633 (May 16, 2024). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chadha ParCIK 0000938202 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 23, 2024 | Common Stock | AGrant or awardAcquired | +18,039 | $2.00F1 | +$36,078 | 53,688 | Indirect | |
| Apr 22, 2024 | Common Stock | AGrant or awardAcquired | +31,961 | $2.00F2 | +$63,922 | 35,649 | Indirect | |
| Oct 9, 2023 | Special Voting Stock | AGrant or awardAcquired | +1,000,000 | $0.00 | $0 | 1,000,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2023 | Series A Convertible Preferred Stock | AGrant or awardAcquired | +625,000 | $0.00 | $0 | 625,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the average price of shares of common stock purchased in multiple transactions at prices ranging from $1.985 to $2 per share. Full information regarding the number of shares purchased and specific prices will be made available upon request to the Company's Office of the General Counsel.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the average price of shares of common stock purchased in multiple transactions at prices ranging from $1.97 to $2.005 per share. Full information regarding the number of shares purchased and specific prices will be made available upon request to the Company's Office of the General Counsel.
Referenced by the price of 1 transaction in Table I.