Haslam Alan Douglas's Form 4 filing
Perpetua Resources Corp. (PPTA) · filed Apr 16, 2024
- Accession no.
- 0001104659-24-047942
- Filed
- Apr 16, 2024
- Trade date
- Apr 12, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $278.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Haslam Alan DouglasCIK 0001902353 | Officer ((See remarks (6))) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 12, 2024 | Common Shares | XIn-the-money exerciseAcquired | +21,500 | $4.51F1 | +$96,965 | 87,071 | Direct | |
| Apr 12, 2024 | Common Shares | SSaleDisposed | −21,500 | $5.99F2 | −$128,785 | 65,571 | Direct | |
| Apr 12, 2024 | Common Shares | XIn-the-money exerciseAcquired | +25,000 | $2.54F3 | +$63,500 | 90,571 | Direct | |
| Apr 12, 2024 | Common Shares | SSaleDisposed | −25,000 | $5.99F2 | −$149,750 | 65,571 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 12, 2024 | Common Shares | XIn-the-money exerciseDisposed | −21,500 | $0.00 | $0 | 0 | Direct | |
| Apr 12, 2024 | Common Shares | XIn-the-money exerciseDisposed | −25,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price of the stock option of CAD $6.20 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on April 12, 2024, of C$1.3756 = US$1.00.
Referenced by the price of 1 transaction in Table I.
- F2
The sale price of the stock option of CAD $8.24 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on April 12, 2024, of C$1.3756 = US$1.00.
Referenced by the price of 2 transactions in Table I.
- F3
The exercise price of the stock option of CAD $3.50 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on April 12, 2024, of C$1.3756 = US$1.00.
Referenced by the price of 1 transaction in Table I.
Remarks
(6) VP, Permitting at Perpetua Resources Idaho, Inc., a wholly owned subsidiary of Perpetua Resources Corp.