Gatto Mark's Form 4 filing
CION Investment Corp (CICB) · filed Mar 29, 2024
- Accession no.
- 0001104659-24-040981
- Filed
- Mar 29, 2024
- Trade date
- Mar 27, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $12.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gatto MarkCIK 0001553165 | Director, Officer (Co-Chairman & Co-CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 27, 2024 | Common stock, $0.001 par value | PPurchaseAcquired | +1,000 | $11.02 | +$11,020 | 1,000 | Indirect | |
| Mar 27, 2024 | Common stock, $0.001 par value | PPurchaseAcquired | +50 | $11.02 | +$551 | 50 | Indirect | |
| Mar 27, 2024 | Common stock, $0.001 par value | PPurchaseAcquired | +50 | $11.02 | +$551 | 50 | Indirect | |
| Mar 27, 2024 | Common stock, $0.001 par value | PPurchaseAcquired | +50 | $11.02 | +$551 | 50 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.