Stone Gregory's Form 4 filing
TMC the metals Co Inc. (TMC) · filed Mar 22, 2024
- Accession no.
- 0001104659-24-038043
- Filed
- Mar 22, 2024
- Trade date
- Sep 28, 2023-Mar 20, 2024
- Filing delay
- 176 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $71.0K. It was filed 176 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stone GregoryCIK 0001874441 | Officer (Chief Ocean Scientist) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2023 | Common Shares | SSaleDisposed | −14,489 | $1.00 | −$14,489 | 370,876 | Direct | |
| Dec 4, 2023 | Common Shares | SSaleDisposed | −25,000 | $1.16 | −$29,000 | 345,876 | Direct | |
| Dec 22, 2023 | Common Shares | SSaleDisposed | −25,000 | $1.10 | −$27,500 | 320,876 | Direct | |
| Mar 20, 2024 | Common Shares | AGrant or awardAcquired | +12,414 | $0.00 | $0 | 333,290 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.