Shesky Craig's Form 4 filing
TMC the metals Co Inc. (TMC) · filed Mar 22, 2024
- Accession no.
- 0001104659-24-038042
- Filed
- Mar 22, 2024
- Trade date
- Mar 20-22, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $375.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shesky CraigCIK 0001874308 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2024 | Common Shares | MOption exerciseAcquired | +187,663 | $0.00 | $0 | 967,304 | Direct | |
| Mar 20, 2024 | Common Shares | AGrant or awardAcquired | +213,362 | $0.00 | $0 | 1,180,666 | Direct | |
| Mar 22, 2024 | Common Shares | SSaleDisposed | −233,424 | $1.61F4 | −$375,812.64 | 947,242 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2024 | Common Shares | MOption exerciseDisposed | −187,663 | $0.00 | $0 | 375,324 | Direct | |
| Mar 20, 2024 | Common Shares | AGrant or awardAcquired | +499,505 | $0.00 | $0 | 499,505 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.58 to $1.65 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
Referenced by the price of 1 transaction in Table I.