Adair Jason's Form 4 filing
Liquidia Corp (LQDA) · filed Mar 19, 2024
- Accession no.
- 0001104659-24-036353
- Filed
- Mar 19, 2024
- Trade date
- Mar 15-18, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $73.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adair JasonCIK 0001747055 | Officer (Chief Business Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2024 | Common Stock | MOption exerciseAcquired | +15,625 | –F1 | – | 113,037 | Direct | |
| Mar 18, 2024 | Common Stock | MOption exerciseAcquired | +260 | –F1 | – | 113,297 | Direct | |
| Mar 18, 2024 | Common Stock | SSaleDisposed | −4,581 | $15.82 | −$72,471.42 | 108,716 | Direct | |
| Mar 18, 2024 | Common Stock | SSaleDisposed | −76 | $15.50 | −$1,178 | 108,640 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2024 | Common Stock | MOption exerciseDisposed | −15,625 | $0.00 | $0 | 46,875 | Direct | |
| Mar 18, 2024 | Common Stock | MOption exerciseDisposed | −260 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
Referenced by the price of 2 transactions in Table I.