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DiSanto Mark's Form 4 filing

XCel Brands, Inc. (XELB) · filed Mar 19, 2024

Accession no.
0001104659-24-036332
Filed
Mar 19, 2024
Trade date
Mar 15-19, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $95.1K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
DiSanto MarkCIK 0001530941Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 15, 2024Common StockPPurchaseAcquired+146,250$0.65+$95,062.51,174,263Indirect
Mar 19, 2024Common StockAGrant or awardAcquired+132,589$0.98+$129,937.221,306,852Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)