D Loren Robert W's Form 4 filing
XCel Brands, Inc. (XELB) · filed Mar 19, 2024
- Accession no.
- 0001104659-24-036309
- Filed
- Mar 19, 2024
- Trade date
- Apr 20, 2022-Mar 19, 2024
- Filing delay
- 699 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $95.1K. It was filed 699 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| D Loren Robert WCIK 0001086742 | Director, Officer (CEO & Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 20, 2022 | Common Stock | AGrant or awardAcquired | +124,845 | $1.57 | +$196,006.65 | 1,760,395 | Direct | |
| Mar 15, 2024 | Common Stock | PPurchaseAcquired | +146,250 | $0.65 | +$95,062.5 | 1,885,240 | Direct | |
| Mar 19, 2024 | Common Stock | AGrant or awardAcquired | +132,589 | $0.98 | +$129,937.22 | 2,017,829 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.