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Sawicki Mark W's Form 4 filing

Cryoport, Inc. (CYRX) · filed Mar 19, 2024

Accession no.
0001104659-24-036284
Filed
Mar 19, 2024
Trade date
Mar 9-15, 2024
Filing delay
10 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $43.4K. It was filed 10 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sawicki Mark WCIK 0001848218Officer (Chief Scientific Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 9, 2024Common StockMOption exerciseAcquired+2,666$0.00F1$075,791Direct
Mar 11, 2024Common StockSSaleDisposed−1,418$16.35−$23,184.374,373Direct
Mar 15, 2024Common StockSSaleDisposed−1,312$15.43−$20,244.1673,061Direct
Mar 15, 2024Common StockAGrant or awardAcquired+5,750$0.00F3$078,811Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 9, 2024Common StockMOption exerciseDisposed−2,666$0.00$02,667Direct
Mar 15, 2024Common StockAGrant or awardAcquired+11,500$0.00$011,500Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the conversion of restricted stock rights to shares of common stock upon vesting. Each restricted stock right represents a contingent right to receive one share of CYRX common stock.

Referenced by the price of 1 transaction in Table I.

F3

Represents restricted stock rights, which are a contingent right to receive one share of CYRX common stock, that vest in four equal annual installments beginning March 15, 2025.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)