Szmagala Taras G. Jr.'s Form 4 filing
Eaton Corp plcETN · filed Mar 4, 2024
- Accession no.
- 0001104659-24-030661
- Filed
- Mar 4, 2024
- Trade date
- Mar 1, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.39M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Szmagala Taras G. Jr.CIK 0001936212 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Ordinary Shares | SSaleDisposed | −3,802 | $293.78F1 | −$1,116,951.56 | 7,866 | Direct | |
| Mar 1, 2024 | Ordinary Shares | GGiftDisposed | −761 | $0.00 | $0 | 7,105 | Direct | |
| Mar 1, 2024 | Ordinary Shares | MOption exerciseAcquired | +1,304 | $56.55 | +$73,741.2 | 8,409 | Direct | |
| Mar 1, 2024 | Ordinary Shares | MOption exerciseAcquired | +996 | $56.55 | +$56,323.8 | 9,405 | Direct | |
| Mar 1, 2024 | Ordinary Shares | SSaleDisposed | −996 | $293.01 | −$291,837.96 | 8,409 | Direct | |
| Mar 1, 2024 | Ordinary Shares | MOption exerciseAcquired | +1,391 | $71.89 | +$99,998.99 | 9,800 | Direct | |
| Mar 1, 2024 | Ordinary Shares | MOption exerciseAcquired | +3,359 | $71.89 | +$241,478.51 | 13,159 | Direct | |
| Mar 1, 2024 | Ordinary Shares | SSaleDisposed | −3,359 | $292.30F2 | −$981,835.7 | 9,800 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Ordinary Shares | MOption exerciseDisposed | −1,304 | $0.00 | $0 | 996 | Direct | |
| Mar 1, 2024 | Ordinary Shares | MOption exerciseDisposed | −996 | $0.00 | $0 | 0 | Direct | |
| Mar 1, 2024 | Ordinary Shares | MOption exerciseDisposed | −1,391 | $0.00 | $0 | 3,359 | Direct | |
| Mar 1, 2024 | Ordinary Shares | MOption exerciseDisposed | −3,359 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $293.67 - $293.94. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $292.26 - $292.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
Executive Vice President and Chief Legal Officer of Eaton Corporation, a subsidiary of the Issuer.