Hopgood Daniel Roy's Form 4 filing
Eaton Corp plc (ETN) · filed Feb 26, 2024
- Accession no.
- 0001104659-24-027756
- Filed
- Feb 26, 2024
- Trade date
- Mar 7, 2023-Feb 23, 2024
- Filing delay
- 356 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $439.2K. It was filed 356 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hopgood Daniel RoyCIK 0001454513 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2023 | Ordinary Shares | SSaleDisposed | −2,500 | $175.68F6 | −$439,200 | 7,797 | Direct | |
| Feb 22, 2024 | Ordinary Shares | MOption exerciseAcquired | +206 | $0.00 | $0 | 8,003 | Direct | |
| Feb 22, 2024 | Ordinary Shares | FTax withholdingDisposed | −73 | $284.27 | −$20,751.71 | 7,930 | Direct | |
| Feb 22, 2024 | Ordinary Shares | MOption exerciseAcquired | +204 | $0.00 | $0 | 8,134 | Direct | |
| Feb 22, 2024 | Ordinary Shares | FTax withholdingDisposed | −63 | $284.27 | −$17,909.01 | 8,071 | Direct | |
| Feb 23, 2024 | Ordinary Shares | MOption exerciseAcquired | +500 | $0.00 | $0 | 8,571 | Direct | |
| Feb 23, 2024 | Ordinary Shares | FTax withholdingDisposed | −150 | $285.73 | −$42,859.5 | 8,421 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2024 | Ordinary Shares | MOption exerciseDisposed | −206 | $0.00 | $0 | 213 | Direct | |
| Feb 22, 2024 | Ordinary Shares | MOption exerciseDisposed | −204 | $0.00 | $0 | 416 | Direct | |
| Feb 23, 2024 | Ordinary Shares | MOption exerciseDisposed | −500 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
Senior Vice President and Controller of Eaton Corporation, a subsidiary of the Issuer.