Dye Justin's Form 4 filing
Medicine Man Technologies, Inc. (SHWZ) · filed Feb 15, 2024
- Accession no.
- 0001104659-24-024608
- Filed
- Feb 15, 2024
- Trade date
- May 15-Dec 29, 2023
- Filing delay
- 276 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 3 derivative transactions. It was filed 276 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dye JustinCIK 0001654539 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 29, 2023 | Common Stock | AGrant or awardAcquired | +123,153 | $0.00 | $0 | 1,739,516 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2023 | Common Stock | PPurchaseAcquired | +183,805 | $1,000.00 | +$183,000 | 183 | Indirect | |
| May 15, 2023 | Common Stock | PPurchaseAcquired | +122,537 | $1,000.00 | +$122,000 | 305 | Indirect | |
| May 16, 2023 | Common Stock | PPurchaseAcquired | +140,616 | $1,000.00 | +$140,000 | 445 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.