Marshall Ernest W Jr's Form 4 filing
Eaton Corp plcETN · filed Feb 9, 2024
- Accession no.
- 0001104659-24-012992
- Filed
- Feb 9, 2024
- Trade date
- Feb 7, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.40M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marshall Ernest W JrCIK 0001768444 | Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2024 | Ordinary Shares | MOption exerciseAcquired | +3,726 | $80.49 | +$299,905.74 | 33,438 | Direct | |
| Feb 7, 2024 | Ordinary Shares | SSaleDisposed | −3,726 | $272.98 | −$1,017,123.48 | 29,712 | Direct | |
| Feb 7, 2024 | Ordinary Shares | MOption exerciseAcquired | +16,024 | $80.49 | +$1,289,771.76 | 45,736 | Direct | |
| Feb 7, 2024 | Ordinary Shares | SSaleDisposed | −10,580 | $272.97F1 | −$2,888,022.6 | 35,156 | Direct | |
| Feb 7, 2024 | Ordinary Shares | SSaleDisposed | −5,444 | $273.70F2 | −$1,490,022.8 | 29,712 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2024 | Ordinary Shares | MOption exerciseDisposed | −3,726 | $0.00 | $0 | 16,024 | Direct | |
| Feb 7, 2024 | Ordinary Shares | MOption exerciseDisposed | −16,024 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $272.44 - $273.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $273.44 - $274.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
Executive Vice President and Chief Human Resources Officer of Eaton Corporation, a subsidiary of the Issuer.