Eagle Point Credit Management LLC's Form 4 filing
OFS Credit Company, Inc. (OCCI) · filed Feb 8, 2024
- Accession no.
- 0001104659-24-012411
- Filed
- Feb 8, 2024, 6:07 PM ET
- Trade date
- Feb 6-8, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $620.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eagle Point Credit Management LLCCIK 0001607203 | 10% Owner |
| Eagle Point DIF GP I LLCCIK 0001836609 | 10% Owner |
| Eagle Point CIF GP I LLCCIK 0001883957 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2024 | 5.25% Series E Term Preferred Stock due 2026 | SSaleDisposed | −13,515 | $22.62 | −$305,709.3 | 123,233 | Indirect | |
| Feb 7, 2024 | 5.25% Series E Term Preferred Stock due 2026 | SSaleDisposed | −12,405 | $22.66 | −$281,097.3 | 110,828 | Indirect | |
| Feb 8, 2024 | 5.25% Series E Term Preferred Stock due 2026 | SSaleDisposed | −1,500 | $22.64 | −$33,960 | 109,328 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.