Arnold Craig's Form 4 filing
Eaton Corp plc (ETN) · filed Feb 6, 2024
- Accession no.
- 0001104659-24-011221
- Filed
- Feb 6, 2024
- Trade date
- Feb 5, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $43.2M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Arnold CraigCIK 0001188578 | Director, Officer (See Remarks below.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 5, 2024 | Ordinary Shares | MOption exerciseAcquired | +161,082 | $98.21 | +$15,819,863.22 | 677,957 | Direct | |
| Feb 5, 2024 | Ordinary Shares | SSaleDisposed | −32,479 | $267.17F1 | −$8,677,414.43 | 645,478 | Direct | |
| Feb 5, 2024 | Ordinary Shares | SSaleDisposed | −72,135 | $267.92F2 | −$19,326,409.2 | 573,343 | Direct | |
| Feb 5, 2024 | Ordinary Shares | SSaleDisposed | −32,854 | $269.21F3 | −$8,844,625.34 | 540,489 | Direct | |
| Feb 5, 2024 | Ordinary Shares | SSaleDisposed | −23,614 | $269.69F4 | −$6,368,459.66 | 516,875 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 5, 2024 | Ordinary Shares | MOption exerciseDisposed | −161,082 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $266.625 - $267.62. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $267.625 - $268.61. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $268.63 - $269.58. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $269.63 - $270.115. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer.