Eagle Point Credit Management LLC's Form 4 filing
OFS Credit Company, Inc. (OCCI) · filed Feb 5, 2024
- Accession no.
- 0001104659-24-010828
- Filed
- Feb 5, 2024, 9:24 PM ET
- Trade date
- Feb 1-5, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $804.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eagle Point Credit Management LLCCIK 0001607203 | 10% Owner |
| Eagle Point DIF GP I LLCCIK 0001836609 | 10% Owner |
| Eagle Point CIF GP I LLCCIK 0001883957 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2024 | 5.25% Series E Term Preferred Stock due 2026 | SSaleDisposed | −5,000 | $22.90 | −$114,500 | 167,191 | Indirect | |
| Feb 2, 2024 | 5.25% Series E Term Preferred Stock due 2026 | SSaleDisposed | −21,100 | $22.65 | −$477,915 | 146,091 | Indirect | |
| Feb 5, 2024 | 5.25% Series E Term Preferred Stock due 2026 | SSaleDisposed | −9,343 | $22.66 | −$211,712.38 | 136,748 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.