Eagle Point Credit Management LLC's Form 4 filing
OFS Credit Company, Inc. (OCCI) · filed Jan 23, 2024
- Accession no.
- 0001104659-24-005996
- Filed
- Jan 23, 2024, 8:11 PM ET
- Trade date
- Jan 19-23, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $2.53M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eagle Point Credit Management LLCCIK 0001607203 | 10% Owner |
| Eagle Point DIF GP I LLCCIK 0001836609 | 10% Owner |
| Eagle Point CIF GP I LLCCIK 0001883957 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 19, 2024 | 5.25% Series E Term Preferred Stock due 2026 | SSaleDisposed | −9,700 | $22.72 | −$220,384 | 300,300 | Indirect | |
| Jan 22, 2024 | 5.25% Series E Term Preferred Stock due 2026 | SSaleDisposed | −24,665 | $22.64 | −$558,415.6 | 275,635 | Indirect | |
| Jan 23, 2024 | 5.25% Series E Term Preferred Stock due 2026 | SSaleDisposed | −76,601 | $22.84 | −$1,749,566.84 | 199,034 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.