Smith Howard W III's Form 4 filing
Walker & Dunlop, Inc. (WD) · filed Jan 10, 2024
- Accession no.
- 0001104659-24-003036
- Filed
- Jan 10, 2024
- Trade date
- Jan 9, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.96M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Howard W IIICIK 0001503844 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2024 | Common Stock | MOption exerciseAcquired | +20,000 | $16.72 | +$334,400 | 211,508.09 | Direct | |
| Jan 9, 2024 | Common Stock | SSaleDisposed | −7,960 | $97.23 | −$773,950.8 | 203,548.09 | Direct | |
| Jan 9, 2024 | Common Stock | SSaleDisposed | −12,040 | $98.49 | −$1,185,819.6 | 191,508.09 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2024 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 40,166 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.