Yakira Capital Management, Inc.'s Form 4 filing
Seritage Growth PropertiesSRG · filed Dec 27, 2023
- Accession no.
- 0001104659-23-129755
- Filed
- Dec 27, 2023
- Trade date
- Dec 11-20, 2023
- Filing delay
- 16 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market purchases total $130.9K. It was filed 16 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yakira Capital Management, Inc.CIK 0001584639 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | 7.00 % Series A Cumulative Redeemable Preferred Shares | PPurchaseAcquired | +2,784 | $23.81 | +$66,287.04 | 283,198 | Indirect | |
| Dec 12, 2023 | 7.00 % Series A Cumulative Redeemable Preferred Shares | PPurchaseAcquired | +136 | $23.85 | +$3,243.6 | 283,334 | Indirect | |
| Dec 15, 2023 | 7.00 % Series A Cumulative Redeemable Preferred Shares | PPurchaseAcquired | +24 | $23.87 | +$572.88 | 283,358 | Indirect | |
| Dec 18, 2023 | 7.00 % Series A Cumulative Redeemable Preferred Shares | PPurchaseAcquired | +2,248 | $23.88 | +$53,682.24 | 285,606 | Indirect | |
| Dec 20, 2023 | 7.00 % Series A Cumulative Redeemable Preferred Shares | PPurchaseAcquired | +298 | $23.87 | +$7,113.26 | 285,904 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.