Anholt Investments Ltd.'s Form 4 filing
Compass Diversified Holdings (CODI) · filed Dec 15, 2023
- Accession no.
- 0001104659-23-126472
- Filed
- Dec 15, 2023, 5:21 PM ET
- Trade date
- Dec 13-14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $1.11M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anholt Investments Ltd.CIK 0001334202 | 10% Owner |
| Navco Management, Ltd.CIK 0001362549 | 10% Owner |
| CGI Diversified Holdings, LPCIK 0001362550 | 10% Owner |
| Path Spirit LTDCIK 0001431113 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Series A Preferred Shares | SSaleDisposed | −9,902 | $23.01 | −$227,874.73 | 120,784 | Indirect | |
| Dec 13, 2023 | Series B Preferred Shares | SSaleDisposed | −4,139 | $24.33 | −$100,718.43 | 119,988 | Indirect | |
| Dec 14, 2023 | Series A Preferred Shares | SSaleDisposed | −28,736 | $23.01 | −$661,157.89 | 92,048 | Indirect | |
| Dec 14, 2023 | Series B Preferred Shares | SSaleDisposed | −5,032 | $24.33 | −$122,413.46 | 114,956 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.