Blumenthal Neil Harris's Form 4 filing
Warby Parker Inc. (WRBY) · filed Dec 12, 2023
- Accession no.
- 0001104659-23-125438
- Filed
- Dec 12, 2023
- Trade date
- Dec 8, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 5 derivative transactions. Open-market sales total $591.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blumenthal Neil HarrisCIK 0001883345 | Director, Officer (Co-Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2023 | Class A Common Stock | CConversionAcquired | +56,038 | $0.00 | $0 | 56,144 | Direct | |
| Dec 8, 2023 | Class A Common Stock | SSaleDisposed | −56,038 | $10.56 | −$591,761.28 | 106 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2023 | Class B Common Stock | MOption exerciseDisposed | −4,545 | $0.00 | $0 | 3,172 | Direct | |
| Dec 8, 2023 | Class B Common Stock | MOption exerciseDisposed | −4,331 | $0.00 | $0 | 20,072 | Direct | |
| Dec 8, 2023 | Class B Common Stock | MOption exerciseDisposed | −84,295 | $0.00 | $0 | 843,987 | Direct | |
| Dec 8, 2023 | Class A Common Stock | MOption exerciseAcquired | +93,171 | $0.00 | $0 | 4,308,925 | Direct | |
| Dec 8, 2023 | Class A Common Stock | CConversionDisposed | −56,038 | $0.00 | $0 | 4,252,887 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.