Anholt Investments Ltd.'s Form 4 filing
Compass Diversified Holdings (CODI) · filed Dec 8, 2023
- Accession no.
- 0001104659-23-124787
- Filed
- Dec 8, 2023, 6:41 PM ET
- Trade date
- Dec 6-8, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market sales total $335.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anholt Investments Ltd.CIK 0001334202 | 10% Owner |
| Navco Management, Ltd.CIK 0001362549 | 10% Owner |
| CGI Diversified Holdings, LPCIK 0001362550 | 10% Owner |
| Path Spirit LTDCIK 0001431113 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2023 | Series A Preferred Shares | SSaleDisposed | −1,976 | $23.02 | −$45,485.54 | 136,403 | Indirect | |
| Dec 6, 2023 | Series B Preferred Shares | SSaleDisposed | −4,487 | $24.36 | −$109,280.89 | 133,985 | Indirect | |
| Dec 7, 2023 | Series A Preferred Shares | SSaleDisposed | −5,710 | $23.02 | −$131,415.65 | 130,693 | Indirect | |
| Dec 7, 2023 | Series B Preferred Shares | SSaleDisposed | −1,618 | $24.35 | −$39,403.15 | 132,367 | Indirect | |
| Dec 8, 2023 | Series B Preferred Shares | SSaleDisposed | −400 | $24.35 | −$9,740.8 | 131,967 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.