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South Lake One LLC's Form 4 filing

Rani Therapeutics Holdings, Inc. (RANI) · filed Dec 8, 2023

Accession no.
0001104659-23-124719
Filed
Dec 8, 2023, 4:27 PM ET
Trade date
Nov 24, 2023
Filing delay
14 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $10.6M. It was filed 14 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
South Lake One LLCCIK 000179429210% Owner
South Cone Investments Limited PartnershipCIK 000187641210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 24, 2023Class A Common StockPPurchaseAcquired+5,265,165$2.01+$10,582,981.6512,131,554Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)