Anholt Investments Ltd.'s Form 4 filing
Compass Diversified Holdings (CODI) · filed Dec 6, 2023
- Accession no.
- 0001104659-23-124052
- Filed
- Dec 6, 2023, 5:33 PM ET
- Trade date
- Dec 1-5, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market sales total $239.0K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anholt Investments Ltd.CIK 0001334202 | 10% Owner |
| Navco Management, Ltd.CIK 0001362549 | 10% Owner |
| CGI Diversified Holdings, LPCIK 0001362550 | 10% Owner |
| Path Spirit LTDCIK 0001431113 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2023 | Series A Preferred Shares | SSaleDisposed | −2,799 | $23.00 | −$64,377.28 | 138,401 | Indirect | |
| Dec 1, 2023 | Series B Preferred Shares | SSaleDisposed | −3,969 | $24.45 | −$97,046.02 | 141,642 | Indirect | |
| Dec 4, 2023 | Series A Preferred Shares | SSaleDisposed | −22 | $23.02 | −$506.46 | 138,379 | Indirect | |
| Dec 4, 2023 | Series B Preferred Shares | SSaleDisposed | −2,570 | $24.33 | −$62,515.25 | 139,072 | Indirect | |
| Dec 5, 2023 | Series B Preferred Shares | SSaleDisposed | −600 | $24.32 | −$14,593.74 | 138,472 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit 99.1 - Joint Filer Information Exhibit 99.2 - Supplemental Joint Filer Information