Anholt Investments Ltd.'s Form 4 filing
Compass Diversified Holdings (CODI) · filed Dec 5, 2023
- Accession no.
- 0001104659-23-123555
- Filed
- Dec 5, 2023, 1:03 PM ET
- Trade date
- Nov 29-30, 2023
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $301.4K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anholt Investments Ltd.CIK 0001334202 | 10% Owner |
| Navco Management, Ltd.CIK 0001362549 | 10% Owner |
| CGI Diversified Holdings, LPCIK 0001362550 | 10% Owner |
| Path Spirit LTDCIK 0001431113 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2023 | Series A Preferred Shares | SSaleDisposed | −3,654 | $23.01 | −$84,063.92 | 146,191 | Indirect | |
| Nov 29, 2023 | Series B Preferred Shares | SSaleDisposed | −300 | $24.27 | −$7,281.3 | 149,531 | Indirect | |
| Nov 30, 2023 | Series A Preferred Shares | SSaleDisposed | −4,991 | $23.01 | −$114,822.95 | 141,200 | Indirect | |
| Nov 30, 2023 | Series B Preferred Shares | SSaleDisposed | −3,920 | $24.29 | −$95,220.72 | 145,611 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.